| Teekay Offshore Partners L.P. (TOO^E) NYSE - The New York Stock Exchange | |
| The Charles Schwab Corporation (SCHW^C) NYSE - The New York Stock Exchange | |
| The Charles Schwab Corporation (SCHW^D) NYSE - The New York Stock Exchange | |
| The Gabelli Dividend & Income Trust (GDV^G) NYSE - The New York Stock Exchange | |
| The Gabelli Dividend & Income Trust (GDV^H) NYSE - The New York Stock Exchange | |
| The Gabelli Dividend & Income Trust (GDV~$) NYSE - The New York Stock Exchange | |
| The Gabelli Healthcare & Wellness Trust (GRX^B) NYSE - The New York Stock Exchange | |
| The GDL Fund (GDL^C) NYSE - The New York Stock Exchange | |
| The Vivaldi Opportunities Fund (VAM) NYSE - The New York Stock Exchange | |
| THL Credit, Inc. (TCRW) NYSE - The New York Stock Exchange | |
| THL Credit, Inc. (TCRZ) NYSE - The New York Stock Exchange | |
| Tidewater Inc. (TDW.WS.A) NYSE - The New York Stock Exchange | |
| Tidewater Inc. (TDW.WS.B) NYSE - The New York Stock Exchange | |
| Tortoise Acquisition Corp. (SHLL) NYSE - The New York Stock Exchange | |
| Tortoise Acquisition Corp. (SHLL.U) NYSE - The New York Stock Exchange | |